-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VDZdbpHQc9gImis8q4Ot7RXBpC5SslxImWa4jRFq+bbPHcWNHR/dz7Ec0vVH8QU4 HWDZkCxA5Y6SmBy+1VgdWw== 0000950133-99-002111.txt : 19990607 0000950133-99-002111.hdr.sgml : 19990607 ACCESSION NUMBER: 0000950133-99-002111 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990604 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VISTA EYECARE INC CENTRAL INDEX KEY: 0000868263 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-RETAIL STORES, NEC [5990] IRS NUMBER: 581910859 STATE OF INCORPORATION: GA FISCAL YEAR END: 0102 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-43142 FILM NUMBER: 99640595 BUSINESS ADDRESS: STREET 1: 296 GRAYSON HWY CITY: LAWRENCEVILLE STATE: GA ZIP: 30045 BUSINESS PHONE: 7708223600 MAIL ADDRESS: STREET 1: 296 GRAYSON HIGHWAY CITY: LAWRENCEVILLE STATE: GA ZIP: 30045 FORMER COMPANY: FORMER CONFORMED NAME: NATIONAL VISION ASSOCIATES LTD DATE OF NAME CHANGE: 19930328 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LANIER CAMPBELL B III CENTRAL INDEX KEY: 0001049429 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1239 O G SKINNER DRIVE CITY: WEST POINT STATE: GA ZIP: 31833 BUSINESS PHONE: 7066458758 MAIL ADDRESS: STREET 1: 1239 O G SKINNER DRIVE CITY: WEST POINT STATE: GA ZIP: 31833 SC 13D/A 1 AMENDMENT NO. 4 TO SCHEDULE 13D 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Vista Eyecare, Inc. f/k/a National Vision Associates, Ltd. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 638459107 - -------------------------------------------------------------------------------- (CUSIP Number) Kimberley E. Thompson, c/o ITC Holding Company, Inc. 1239 O.G. Skinner Drive, West Point, GA 31833 (703) 619-9678 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) May 5, 1999 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ] * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 SCHEDULE 13D CUSIP No. 638459107 Page 2 of 12 Pages --------- ----- ------ - ---------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON ITC SERVICE COMPANY - ---------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [x] (b) [ ] - ---------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ---------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - ---------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] - ---------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ---------------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 2,756,648 NUMBER OF SHARES -------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING PERSON -------------------------------------------------------------------------------------------- WITH 9 SOLE DISPOSITIVE POWER 2,756,648 -------------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ---------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,756,648 - ---------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] - ---------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.0% - ---------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - ----------------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 3 CUSIP No. 638459107 Page 3 of 12 Pages --------- ----- ------ This statement amends the Schedule 13D filed with the Securities and Exchange Commission on August 19, 1998 and amended by Amendment No. 1 filed on November 2, 1998, Amendment No. 2 filed on March 25, 1999 and Amendment No. 3 on April 27, 1999 by Campbell B. Lanier, III ("Mr. Lanier"), Jane Lanier ("Mrs. Lanier"), Campbell B. Lanier, IV ("Mr. Lanier IV"), ITC Service Company ("ITC Service"), Campbell B. Lanier, III Grantor Retained Annuity Trust (the "Lanier Trust"), William H. Scott, III ("Mr. Scott"), Martha J. Scott ("Mrs. Scott"), the William H. Scott, III Irrevocable Trust f/b/o Mary Martha Scott (the "Scott Trust"), Bryan W. Adams ("Mr. Adams"), J. Douglas Cox ("Mr. Cox") and Sandy Cox ("Mrs. Cox" and, together with Mr. and Mrs. Lanier, Mr. Lanier IV, ITC Service, the Lanier Trust, Mr. and Mrs. Scott, the Scott Trust, Mr. Adams and Mr. Cox, the "Reporting Persons"), relating to the Common Stock, par value $.01 per share (the "Common Stock"), of Vista Eyecare, Inc. f/k/a National Vision Associates, LTD., a Georgia corporation (the "Company"). ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION Item 3 is hereby amended by adding the following additional information: ITC Service purchased 1,101,600 shares of Common Stock of the Company between May 5, 1999 and May 7, 1999 for an aggregate consideration of approximately $5,508,000. The funds used to purchase these shares came from the working capital of ITC Service. 4 CUSIP No. 638459107 Page 4 of 12 Pages --------- ----- ------ ITEM 5. INTEREST IN SECURITIES OF THE ISSUER Item 5 is hereby amended and restated in its entirety as follows: As of the date of this report, the Reporting Persons beneficially own an aggregate of 3,833,868 shares of the Company's Common Stock which represents approximately 18.1% of the 21,179,103 shares of the Company's Common Stock outstanding as of April 22, 1999. Mr. Lanier has i) sole power to vote or direct the vote 153,832 (1) ii) shared power to vote or direct the vote 750 iii) sole power to dispose or direct the disposition 153,832 (1) iv) shared power to dispose or direct the disposition 750 (1) Includes vested options convertible for an aggregate of 16,875 shares Mrs. Lanier has i) sole power to vote or direct the vote 0 ii) shared power to vote or direct the vote 750 iii) sole power to dispose or direct the disposition 0 iv) shared power to dispose or direct the disposition 750 Mr. Lanier, IV has i) sole power to vote or direct the vote 25,550 ii) shared power to vote or direct the vote 0 iii) sole power to dispose or direct the disposition 25,550 iv) shared power to dispose or direct the disposition 0 ITC Service has i) sole power to vote or direct the vote 2,756,648 ii) shared power to vote or direct the vote 0 iii) sole power to dispose or direct the disposition 2,756,648 iv) shared power to dispose or direct the disposition 0
5 CUSIP No. 638459107 Page 5 of 12 Pages --------- ----- ------ Lanier Trust has i) sole power to vote or direct the vote 700,000 ii) shared power to vote or direct the vote 0 iii) sole power to dispose or direct the disposition 700,000 iv) shared power to dispose or direct the disposition 0 Mr. Scott has i) sole power to vote or direct the vote 782,782 (1) ii) shared power to vote or direct the vote 0 iii) sole power to dispose or direct the disposition 782,782 (1) iv) shared power to dispose or direct the disposition 0 (1) Includes 700,000 shares of Common Stock owned by the Lanier Trust of which Mr. Scott is the sole trustee. Mrs. Scott has i) sole power to vote or direct the vote 28,000 (2) ii) shared power to vote or direct the vote 0 iii) sole power to dispose or direct the disposition 28,000 (2) iv) shared power to dispose or direct the disposition 0 (2) Includes 10,000 shares of Common Stock owned by the Scott Trust of which Mrs. Scott is the sole trustee. Scott Trust has i) sole power to vote or direct the vote 0 ii) shared power to vote or direct the vote 10,000 iii) sole power to dispose or direct the disposition 0 iv) shared power to dispose or direct the disposition 10,000 Mr. Adams has i) sole power to vote or direct the vote 8,000 ii) shared power to vote or direct the vote 0 iii) sole power to dispose or direct the disposition 8,000 iv) shared power to dispose or direct the disposition 0
6 CUSIP No. 638459107 Page 6 of 12 Pages --------- ----- ------ Mr. Cox has i) sole power to vote or direct the vote 48,406 ii) shared power to vote or direct the vote 0 iii) sole power to dispose or direct the disposition 48,406 iv) shared power to dispose or direct the disposition 0 Mrs. Cox has i) sole power to vote or direct the vote 29,900 ii) shared power to vote or direct the vote 0 iii) sole power to dispose or direct the disposition 29,900 iv) shared power to dispose or direct the disposition 0
The Reporting Persons have engaged in the following transactions in the Company's Common Stock since the Schedule 13D/A No. 2 was filed on March 25, 1999:
REPORTING NUMBER OF PRICE TYPE OF PERSON DATE SHARES PER SHARE TRANSACTION ------ ---- ------ --------- ----------- ITC Service 05-May-99 705,000 5.00 Open Market ITC Service 06-May 99 280,000 5.00 Open Market ITC Service 07-May 99 116,600 5.01 Open Market
No person other than Mr. Lanier has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock beneficially owned by Mr. Lanier except with respect to the 750 shares of Common Stock owned by Mrs. Lanier, of which Mrs. Lanier has such rights. No person other than Mr. Lanier,IV has the right to receive or the power to direct the receipt of dividends from, or the proceeds from sale of, the shares of Common Stock beneficially owned by Mr. Lanier, IV. 7 CUSIP No. 638459107 Page 7 of 12 Pages --------- ----- ------ No person other than ITC Service, has the right to receive or the power to direct the receipt of dividends from, or the proceeds from sale of, the shares of Common Stock beneficially owned by ITC Service, except that since ITC Service is a wholly owned subsidiary of ITC Holding, ITC Holding indirectly has the right to receive and the power to direct the receipt of dividends from, and the proceeds from the sale of, the shares of Common Stock beneficially owned by ITC Service. No person other than Mr. Scott and the Lanier Trust has the right to receive or the power to direct the receipt of dividends from, or the proceeds from sale of, the shares of Common Stock beneficially owned by the Lanier Trust. No person other than Mr. Scott has the right to receive or the power to direct the receipt of dividends from, or the proceeds from sale of, the shares of Common Stock beneficially owned by Mr. Scott. No person other than Mrs. Scott has the right to receive or the power to direct the receipt of dividends from, or the proceeds from sale of, the shares of Common Stock beneficially owned by Mrs. Scott. No person other than Mrs. Scott and the Scott Trust has the right to receive or the power to direct the receipt of dividends from, or the proceeds from sale of, the shares of Common Stock beneficially owned by the Scott Trust. No person other than Mr. Adams has the right to receive or the power to direct the receipt of dividends from, or the proceeds from sale of, the shares of Common Stock beneficially owned by Mr. Adams. No person other than Mr. Cox has the right to receive or the power to direct the receipt of dividends from, or the proceeds from sale of, the shares of Common Stock beneficially owned by Mr. Cox. No person other than Mrs. Cox has the right to receive or the power to direct the receipt of dividends from, or the proceeds from sale of, the shares of Common Stock beneficially owned by Mrs. Cox. 8 CUSIP No. 638459107 Page 8 of 12 Pages --------- ---- ------ SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: June 3, 1999 /s/ Campbell B. Lanier, III - ------------------------------------------- By: Campbell B. Lanier, III /s/ Jane Lanier - ---------------------------------- By: Jane Lanier /s/ Campbell B. Lanier, IV - ------------------------------------------- By: Campbell B. Lanier, IV ITC SERVICE COMPANY /s/ Kimberly E. Thompson - ---------------------------------- By: Kimberley E. Thompson Title: Senior Vice President - General Counsel and Secretary CAMPBELL B. LANIER, III GRANTOR RETAINED ANNUITY TRUST /s/ William H. Scott, III - ------------------------------------------- By: William H. Scott, III Title: Trustee /s/ William H. Scott, III - ------------------------------------------- By: William H. Scott, III 9 CUSIP No. 638459107 Page 9 of 12 Pages --------- ---- ------ /s/ Martha J. Scott - ------------------------------------------- By: Martha J. Scott WILLIAM H. SCOTT, III IRREVOCABLE TRUST f/b/o MARY MARTHA SCOTT /s/ Martha J. Scott - ------------------------------------------- By: Martha J. Scott Title: Trustee /s/ Bryan W. Adams - ------------------------------------------- By: Bryan W. Adams /s/ J. Douglas Cox - ------------------------------------------- By: J. Douglas Cox /s/ Sandy Cox - ------------------------------------------- By: Sandy Cox 10 CUSIP No. 638459107 Page 10 of 12 Pages --------- ----- ------ APPENDIX I OFFICERS AND DIRECTORS OF ITC SERVICE COMPANY
NAME OF DIRECTOR OR EXECUTIVE OFFICER PRINCIPAL OCCUPATION AND BUSINESS ADDRESS OR EMPLOYMENT ----------------------------- ---------------------------------------- Campbell B. Lanier, III, Director, Chairman and Chief Executive Officer Chairman and Chief Executive Officer ITC Holding Company, Inc. c/o ITC Service Company 1239 O.G. Skinner Drive West Point, Georgia 31833 William H. Scott, III, Director, Chief Operating Officer and President President and Chief ITC Holding Company, Inc. Operating Officer c/o ITC Service Company 1239 O.G. Skinner Drive West Point, Georgia 31833 Bryan W. Adams, Senior Vice President, Senior Vice President - Chief Financial Officer Chief Financial Officer, ITC Holding Company, Inc. Treasurer and Assistant Secretary c/o ITC Service Company 1239 O.G. Skinner Drive West Point, Georgia 31833 Kimberley E. Thompson, Senior Vice President - Senior Vice President - General Counsel and Secretary General Counsel ITC Holding Company, Inc. and Secretary c/o ITC Service Company 1239 O.G. Skinner Drive West Point, Georgia 31833 J. Douglas Cox, Senior Vice President, Senior Vice President, Corporate Development Corporate Development ITC Holding Company, Inc. c/o ITC Service Company 1239 O.G. Skinner Drive West Point, Georgia 31833 Dabsey M. Gray, Vice President, Vice President, Controller and Controller and Assistant Secretary Assistant Secretary c/o ITC Service Company ITC Holding Company, Inc. 1239 O.G. Skinner Drive West Point, Georgia 31833
11 CUSIP No. 638459107 Page 11 of 12 Pages --------- ----- ------ APPENDIX II OFFICERS AND DIRECTORS OF ITC HOLDING, INC.
NAME OF DIRECTOR OR EXECUTIVE OFFICER PRINCIPAL OCCUPATION AND BUSINESS ADDRESS OR EMPLOYMENT ----------------------------- ---------------------------------------- Campbell B. Lanier III Chairman and Chief Executive Officer c/o ITC Holding Company, Inc. ITC Holding Company, Inc. 1239 O.G. Skinner Drive West Point, GA 31833 William H. Scott, III Chief Operating Officer and President c/o ITC Holding Company, Inc. ITC Holding Company, Inc. 1239 O.G. Skinner Drive West Point, GA 31833 J. Douglas Cox Senior Vice President - Corporate Development c/o ITC Holding Company, Inc. ITC Holding Company, Inc. 1239 O.G. Skinner Drive West Point, GA 31833 Allen E. Smith Vice President c/o ITC Holding Company, Inc. ITC Holding Company, Inc. 1239 O.G. Skinner Drive West Point, GA 31833 Bryan W. Adams Senior Vice President - Chief Financial Officer and c/o ITC Holding Company, Inc. Assistant Secretary 1239 O.G. Skinner Drive ITC Holding Company, Inc. West Point, GA 31833 Robert M. Montgomery Vice President c/o ITC Holding Company, Inc. ITC Holding Company, Inc. 1239 O.G. Skinner Drive West Point, GA 31833 Kimberley E. Thompson Senior Vice President - General Counsel c/o ITC Holding Company, Inc. and Secretary 1239 O.G. Skinner Drive ITC Holding Company, Inc. West Point, GA 31833 Dabsey M. Gray Vice President, Controller and Assistant Secretary c/o ITC Holding Company, Inc. ITC Holding Company, Inc. 1239 O.G. Skinner Drive West Point, GA 31833
12 CUSIP No. 638459107 Page 12 of 12 Pages --------- ----- ------ J. Smith Lanier, II, Director Chairman and Chief Executive Officer c/o ITC Holding Company, Inc. J. Smith Lanier & Co. 1239 O.G. Skinner Drive West Point, GA 31833 William T. Parr, Director Vice Chairman c/o ITC Holding Company, Inc. J. Smith Lanier & Co. 1239 O.G. Skinner Drive West Point, GA 31833 Malcolm C. Davenport, V, Director Certified Public Accountant and c/o ITC Holding Company, Inc. Attorney 1239 O.G. Skinner Drive West Point, GA 31833 Donald W. Weber, Director Entrepreneur and Consultant c/o ITC Holding Company, Inc. 1239 O.G. Skinner Drive West Point, GA 31833 O. Gene Gabbard, Director Entrepreneur and Consultant c/o ITC Holding Company, Inc. 1239 O.G. Skinner Drive West Point, GA 31833 William B. Timmerman, Director Chairman and Chief Executive Officer c/o ITC Holding Company, Inc. SCANA Corporation 1239 O.G. Skinner Drive West Point, GA 31833 Donald W. Burton, Director President c/o ITC Holding Company, Inc. South Atlantic Capital Corporation 1239 O.G. Skinner Drive West Point, GA 31833 Robert A. Dolson, Director Chairman and President c/o ITC Holding Company, Inc. National Enterprises, Inc. 1239 O.G. Skinner Drive West Point, GA 31833
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